Breach of Contract/Promissory Notes/Non-Competes
REGISTERED REPRESENTATIVES: PERSPECTIVE BORN FROM EXPERIENCE
In today’s world, Registered Reps can often find themselves in need of experienced securities counsel. Going independent? Obtaining sound advice before you leave can be critical to a smooth transition. Your livelihood imperiled by false or misleading reports on your CRD? We may be able to help you recover losses from your firm or seek expungment from FINRA. Improperly terminated or have a legitimate offset to a promissory note? An experienced attorney can make a big difference. Facing a regulator or arbitration without your own counsel? We can be the advocate you need.
At The Prosser Law Firm, we understand how problems like these can quickly wreck a career that took years – and countless hours of dedicated work – to build. With 15 years of experience as Head of Litigation at a large regional broker-dealer, Niel Prosser has the perspective to evaluate your situation and to advise you on how to navigate around the perils you face. Let Mr. Prosser put this perspective to work for you. While we are based in Tennessee, we will evaluate potential arbitration matters that are out of state. Contact our offices for a free, informative consultation at 901-820-4433.